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2012年2月21日 星期二

The Theory of Democracy Revisited




The Theory of Democracy Revisited
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OTHER BOOKS BY GIOVANNI SARTORI
Democrazia e Definizioni ( 1957)
Democratic Theory ( 1962)
Il Parlamento Italiano ( 1963, ed.)
Stato e Politica nel Pensiero di B. Croce ( 1966)
Antologia di Scienza Politica ( 1970, ed.)
Tower of Babel ( 1975, ed.)
Parties and Party Systems ( 1976)
La Politica: Logica e Metodo in Scienze Sociali ( 1979)
Teoria dei Partiti e Caso Italiano ( 1982)
Social Science Concepts: A Systematic Analysis ( 1984, ed.)
Elementi di Politica ( 1987)
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The Theory of
Democracy Revisited
GIOVANNI SARTORI
Albert Schweitzer Professor
in the Humanities
Columbia University
CHATHAM HOUSE PUBLISHERS, INC.
Chatham, New Jersey
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THE THEORY OF DEMOCRACY REVISITED
CHATHAM HOUSE PUBLISHERS, INC.
Box One, Chatham, New Jersey 07928
Copyright © 1987 by Chatham House Publishers, Inc.
All rights reserved. No part of this publication may be
reproduced, stored in a retrieval system, or transmitted
in any form or by any means, electronic, mechanical,
photocopying, recording, or otherwise, without the prior
written permission of the publisher.
Publisher: Edward Artinian
Design: Quentin Fiore
Composition: Chatham Composer
Printing and Binding: Hamilton Printing Company
LIBRARY OF CONGRESS CATALOGING-IN-PUBLICATION DATA
Sartori, Giovanni, 1924-
The theory of democracy revisited.
Includes indexes.
I. Democracy. 1. Title.
JC423.S2.74 1987 321.8 86-31013
ISBN 0-934540-46-2
ISBN 0-934540-47-0 (pbk. : v. 1)
ISBN 0-934540-48-9 (pbk. : v. 2)
Manufactured in the United States of America
10 9 8 7 6 5 4 3 2
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Contents

PART ONE: THE CONTEMPORARY DEBATE
1. Can Democracy Be Just Anything?3
1.1 The Age of Confused Democracy3
1.2 Description and Prescription7
1.3 Political and Other Democracies8
1.4 Outline12
1.5 A Coda on Theory15
2. Etymological Democracy21
2.1 The Meaning of People21
2.2 The People in Mass Society25
2.3 Power of the People and Power over the People28
2.4 Limited Majority Rule31
2.5 The Lincoln Formula34
3. The Limits of Political Realism39
3.1 What Is Pure Politics?39
3.2 Warlike versus Peacelike Politics41
3.3 Facts and Values in Benedetto Croce44
3.4 Mosca, Pareto, and Michels46
3.5 Realism versus Rationalism48
3.6 Rational Democracy and Empirical Democracy51
4. Perfectionism and Utopia58
4.1 The Misunderstanding of Deontology58
4.2 Myth and Utopia Reconsidered60
4.3 Self-Government and the Politically Impossible64
4.4 The Role of Ideals67
4.5 Maximization, Opposite Danger, and Inverted Results69
4.6 The Revolution as Myth72
4.7 Ideals and Evidence77
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5. Governed Democracy and Governing Democracy86
5.1 Public Opinion and Government by Consent86
5. The Issue of Consensus89
5.3 The Formation of Opinions92
5.4 Autonomy versus Heteronomy of Public Opinion96
5.5 Electoral Democracy102
5.6 Participatory Democracy111
5.7 Referendum Democracy and Knowledge115
5.8 Government and Ungovernability120


6. Vertical Democracy131
6.1 Majority Principle and Minority Rule131
6.2 The Tyranny of the Majority133
6.3 Election, Selection, and Mal-Selection137
6.4 Minorities and Elites141
6.5 Minority Rule: From Mosca to Dahl145
6.6 The Iron Law of Oligarchy148
6.7 The Competitive Theory of Democracy152
6.8 Anti-Elitism Revisited156
6.9 Polyarchy Defined Normatively163


7. What Democracy Is Not182
7.1 Contraries, Contradictories, and Degrees182
7.2 Authoritarianism, Authority, and Power185
7.3 Total State, Democracy, and Absolutism190
7.4 Totalitarianism193
7.5 Dictatorship and Autocracy203


8. A Decision-Making Theory of Democracy214
8.1 The Nature of Political Decisions214
8.7 External Risks and Decisional Costs216
8.3 Outcomes and Decisional Contexts223
8.4 Intensity of Preference and Majority Rule225
8.5 Committees and Unanimity227
8.6 Committees, Participation, and Demo-Distribution232
8.7 Consociational Democracy238
8.8 A Coda on the Cost of Idealism240


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PART TWO: THE CLASSICAL ISSUES
9. What Is Democracy? Definition, Proof,
and Preference
257
9.1 Are Definitions Arbitrary?257
9.2 A Criticism of Conventionalism260
9.3 Words as Experience Carriers265
9.4 The Search for Proof267
9.5 A Comparative Evaluation271
10. Greek Democracy and Modern Democracy278
10.1 Homonymy, Not Homology278
10.2 Direct or Polis Democracy280
10.3 Individualism and Freedom: Old and New284
10.4 The Modern Idea and Ideal287
10.5 A Reversal of Perspectives290
11. Liberty and Law298
11.1 Freedom and Freedoms298
11.2 Political Freedom301
11.3 Liberal Freedom306
11.4 The Supremacy of Law in Rousseau310
11.5 Autonomy: A Criticism315
11.6 The Principle of Diminishing Consequences320
11.7 From the Rule of Law to the Rule of Legislators321
12. Equality337
12.1 A Protest Ideal337
12.2 Justice and Sameness338
12.3 Predemocratic and Democratic Equalities341
12.4 Equal Opportunities and Equal Circumstances344
12.5 Egalitarian Criteria, Treatments, and Outcomes347
12.6 The Maximization of Equality352
12.7 Liberty and Equality357
13. Liberism, Liberalism, and Democracy367
13.1 Overlaps367
13.2 An Unfortunate Timing370
13.3 Property and Possessive Individualism376
13.4 Liberalism Defined379
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13.5 Liberal Democracy383
13.6 Democracy within Liberalism386
13.7 Democracy without Liberalism390
14. Market, Capitalism, Planning,
and Technocracy
399
14.1 What Is Planning?399
14.2 What Is the Market?405
14.3 Capitalism, Individualism, Collectivism410
14.4 Market Socialism417
14.5 Democratic Planning425
14.6 Democracy, Power, and Incompetence428
14.7 The Role of the Expert431
14.8 The Government of Science434
15. Another Democracy?450
15.1 The Good Society of Rousseau and Marx450
15.2 Democracy and the State in Marx and Lenin456
15.3 Popular Democracy467
15.4 The Theory of Democratic Dictatorship470
15.5 Democracy and Demophily474
15.6 The War of Words479
16. The Poverty of Ideology491
16.1 The Exhaustion of Ideals491
16.2 Inevitables and Evitables497
16.3 The Witch--Hunting of Ideas498
16.4 Novitism and Beyondism503
16.5 Epilogue506
Name Index51
Subject Index523
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Questia, a part of Gale, Cengage Learning. www.questia.com

Publication Information: Book Title: The Theory of Democracy Revisited. Contributors: Giovanni Sartori - author. Publisher: Chatham House. Place of Publication: Chatham, NJ. Publication Year: 1987. 

Democracy and Its Critics


Democracy and Its Critics

From Wikipedia, the free encyclopedia
Democracy and Its Critics is a book in American political science, written by Robert Dahl. The book was published by Yale University Press in 1989. In the following years Democracy and Its Critics won the 1991 Elaine and David Spitz Book Award and the 1990 Woodrow Wilson Foundation Book Award.[1]
In the book, Dahl "examines the most basic assumptions of democratic theory, tests them against the questions raised by its critics, and recasts the theory of democracy into a new and coherent whole. He concludes by discussing the directions in which democracy must move if advanced democratic states are to exist in the future."[2]

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[edit]Notes

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Democracy in America


Democracy in America

From Wikipedia, the free encyclopedia
Democracy in America  
Democracy in America by Alexis de Tocqueville title page.jpg
Title page, Democracy in America by Alexis de Tocqueville, printed atNew York, 1838.
Author(s)Alexis de Tocqueville
Original titleDe la démocratie en Amérique
PublisherSaunders and Otley (London), Now in public domain
Publication date1835-1840
De la démocratie en Amérique (published in two volumes, the first in 1835 and the second in 1840) is a classic French text by Alexis de Tocqueville. A "literal" translation of its title is Of Democracy in America, but the usual translation of the title is simply Democracy in America. In the book, Tocqueville examines the democratic revolution that he believed had been occurring over the past seven-hundred years.
In 1831, Alexis de Tocqueville and Gustave de Beaumont were sent by the French government to study the American prison system. In his later letters, Tocqueville indicates, however, that he and Beaumont used their official business as a pretext to study American society instead.[1] They arrived in New York City in May of that year and spent nine months traveling the United States, studying the prisons, and collecting information on American society, including its religious, political, and economic character. The two also briefly visited Canada, spending a few days in the summer of 1831 in what was then Lower Canada(modern-day Quebec) and Upper Canada (modern-day Ontario).
After they returned to France in February 1832, Tocqueville and Beaumont submitted their report, Du système pénitentiaire aux États-Unis et de son application en France, in 1833. When the first edition was published, Beaumont, sympathetic to social justice, was working on another book, Marie, ou, L'esclavage aux Etats-Unis (two volumes, 1835), a social critique and novel describing the separation of races in a moral society and the conditions of slaves in America. Before finishing Democracy in America, Tocqueville believed that Beaumont's study of America would prove more comprehensive and penetrating.[2]

Contents

  [hide] 

[edit]Purpose of Democracy in America

Tocqueville begins his book by describing the change in social conditions taking place. He observed that over the previous seven-hundred years the social and economic conditions of men had become more equal. The aristocracy, Tocqueville believed, was gradually disappearing as the modern world experienced the beneficial effects of equality. Tocqueville traced the development of equality to a number of factors, such as granting all men permission to enter the clergy, widespread economic opportunity resulting from the growth of trade and commerce, the royal sale of titles of nobility as a monarchical fundraising tool, and the abolition of primogeniture. Tocqueville described this revolution as a "providential fact"[3] of an "irresistible revolution," leading some to criticize the determinismfound in the book. However, based on Tocqueville's correspondences with friends and colleagues, Marvin Zetterbaum, Professor Emeritus at University of California Davis, concludes that the Frenchman never accepted democracy as determined or inevitable. He did, however, consider equality more just and therefore found himself among its partisans.[4]
Given the social state that was emerging, Tocqueville believed that a "new political science" would be needed. According to him, it would:
. . . instruct democracy, if possible to reanimate its beliefs, to purify its mores, to regulate its movements, to substitute little by little the science of affairs for its inexperience, and knowledge of its true instincts for its blind instincts; to adapt its government to time and place; to modify it according to circumstances and men: such is the first duty imposed on those who direct society in our day.[5]
The remainder of the book can be interpreted as an attempt to accomplish this goal thereby giving advice to those people who would experience this change in social states.

[edit]Main themes

[edit]The Puritan Founding

Tocqueville begins his study of America by explaining the contribution of the Puritans. According to him, the Puritans established America's democratic social state of equality. They arrived equals in education and were all middle class. In addition, Tocqueville observes that they contributed a synthesis of religion and political liberty in America that was uncommon in Europe, particularly in France. He calls the Puritan Founding the "seed" of his entire work.

[edit]The Federal Constitution

Tocqueville believed that the Puritans established the principle of sovereignty of the people in the Fundamental Orders of Connecticut. The American Revolution then popularized this principle, followed by the Constitutional Convention of 1787, which developed institutions to manage popular will. While Tocqueville speaks highly of the America's Constitution, he believes that the mores, or "habits of mind" of the American people play a more prominent role in the protection of freedom.
  • Township democracy
  • Mores, Laws, and Circumstances
  • Tyranny of the Majority
  • Religion and beliefs
  • The Family
  • Individualism
  • Associations
  • Self-Interest Rightly Understood
  • Materialism

[edit]Importance

Democracy in America was published in two volumes, the first in 1835 and the other in 1840. It was immediately popular in both Europe and the United States, while also having a profound impact on the French population. By the twentieth century, it had become a classic work of political science, social science, and history. It is a commonly assigned reading for undergraduates of American universities majoring in the political or social sciences, and part of the introductory political theory syllabus at Cambridge, Oxford and other institutions. In the introduction to his translation of the book, Harvey C. Mansfield calls it "at once the best book ever written on democracy and the best book ever written on America.[6]
Tocqueville's work is often acclaimed for making a number of astute predictions. He anticipates the potential acrimony over the abolition of slavery that would tear apart the United States and lead to the American Civil War as well as the eventual superpower rivalry between the United States and Russia, which exploded after World War II and spawned the Cold War. Noting the rise of the industrial sector in the American economy, Tocqueville, some scholars have argued, also correctly predicted that an industrial aristocracy would rise from the ownership of labor. He warned that '...friends of democracy must keep an anxious eye peeled in this direction at all times', observing that the route of industry was the gate by which a new found wealthy class might potentially dominate. (However, Tocqueville believed that an industrial aristocracy would differ from the formal aristocracy of the past.) What's more, he foresaw the alienation and isolation that many have come to experience in modern life. On the other hand, Tocqueville proved shortsighted in noting that a democracy's equality of conditions stifles literary development. In spending several chapters lamenting the state of the arts in America he fails to envision the literary Renaissance that would shortly arrive in the form of such major writers as Edgar Allan Poe, Henry David Thoreau, Ralph Waldo Emerson, Herman Melville, Nathaniel Hawthorne and Walt Whitman. And in dismissing the country's interest in science as limited to pedestrian applications for streamlining the production of material goods he failed to imagine America's burgeoning appetite for pure scientific research and discovery.
According to Tocqueville, democracy had some unfavorable consequences: the tyranny of the majority over thought, a preoccupation with material goods, and isolated individuals. Democracy in America predicted the violence of party spirit and the judgment of the wise subordinated to the prejudices of the ignorant.

[edit]Notes

  1. ^ Johri, Vikram. "'Alexis de Tocqueville': the first French critic of the US". The Christian Science Monitor. Retrieved 22 April 2011.
  2. ^ Tocqueville, Alexis de (2000). Democracy in America. Chicago: The University of Chicago Press. pp. 13. ISBN 0226805328.
  3. ^ Tocqueville, Alexis de (2000). Democracy in America. Chicago: University of Chicago Press. ISBN 0226805328.
  4. ^ Zetterbaum, Marvin (1967). Tocqueville and the problem of democracy. Stanford: Stanford University Press.
  5. ^ Tocqueville, Alexis de (2000). Democracy in America. Chicago: University of Chicago Press. pp. 7. ISBN 0226805328.
  6. ^ Tocqueville, Alexis de (2000). Democracy in America. Chicago: The University of Chicago Press. ISBN 0226805328.

[edit]See also

[edit]Bibliography

Translations:
  • Tocqueville, Democracy in America (Arthur Goldhammer, trans.; Olivier Zunz, ed.) (The Library of America, 2004)ISBN 1-931082-54-5
  • Tocqueville, Democracy in America (George Lawrence, trans.; J. P. Mayer, ed.; New York: Perennial Classics, 2000)
  • Tocqueville, Democracy in America (Harvey Mansfield and Delba Winthrop, trans., ed.; Chicago: University of Chicago Press, 2000)
French Studies:
  • Jean-Louis Benoît, Tocqueville Moraliste, Paris,Honore champion, 2004.
  • Arnaud Coutant, Tocqueville et la Constitution democratique, Paris, Mare et Martin, 2008.
  • A. Coutant, Une Critique republicaine de la democratie liberale, Paris, Mare et Martin, 2007.
  • Laurence Guellec , Tocqueville : l'apprentissage de la liberté, Michalon, 1996.
  • Lucien Jaume, Tocqueville, les sources aristocratiques de la liberte, Bayard, 2008.
  • Eric Keslassy, le liberalisme de Tocqueville à l'epreuve du paupérisme, L'Harmattan, 2000
  • F. Melonio, Tocqueville et les Français, 1993.

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